Compliance

General compliance information

Lessons learned from the Wells Fargo case

The Wells Fargo case refers to a high-profile scandal involving Wells Fargo, one of the largest banks in the United States. Here are some basic facts about the case: Unauthorized Accounts Between 2011 and 2016, it was revealed that Wells Fargo employees had opened millions of unauthorized bank and credit [...]

2023-06-01T20:58:50+00:00February 11, 2021|Compliance|

What is Managed Compliance?

Managed compliance is an outsourced service that provides comprehensive support for an organization's compliance requirements. It involves partnering with a specialized service provider that takes on the responsibility of managing and ensuring compliance with applicable laws, regulations, and industry standards. In a managed compliance arrangement, the service provider works closely [...]

2023-05-31T17:25:03+00:00January 21, 2021|Compliance|

Compliance and Ethics programs – purpose, rationale, legal origins and key elements.

Compliance and ethics programs are designed to ensure that organizations operate in accordance with applicable laws, regulations, and ethical standards. These programs serve several purposes: Purpose The main purpose of compliance and ethics programs is to promote integrity, accountability, and responsible conduct within an organization. They aim to prevent and [...]

2023-06-05T23:36:50+00:00January 2, 2021|Compliance|
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